FA1: RECORDING FINANCIAL TRANSACTIONS

3 BANK RECONCILIATION STATEMENT

3.1 INTRODUCTION

For the reasons explained earlier, the balance on the account shown by the bank statement will rarely be the same as the current balance in the cash at bank account in the general ledger.

A bank statement is used to check that the general ledger account is not misstated in any way. This is done by checking the details on the bank statement and the details in the general ledger account, and making sure that they are in agreement with each other. If the balance in the bank statement and the balance in the general ledger account is different, this exercise involves checking the difference in the two balances, and making sure that the differences can be properly reconciled and explained.

Bank reconciliations are important because they are a check on the accuracy of the cash at bank general ledger account. In particular:

  • if any errors have been made they should be identified and corrected
  • the cash at bank general ledger account should be updated to include any receipts or payments that have not yet been recorded, such as standing order and direct debit payments, BACS receipts and bank charges

ACTIVITY 1

  1. Why does a business reconcile its cash at bank general ledger account with the bank statement periodically?

    A It is a legal requirement.

    B It speeds up the posting of transactions to the general ledger accounts

    C It is a control measure checking for errors and omissions.

    D It enables the business to correct mistakes with the accurate bank records.

  2. The cash at bank account balance in the general ledger is $165.40 in hand. Reference to the bank statement shows that a standing order of $10.00 to a supplier has not been recorded in the general ledger account but that every other item is the same in both the general ledger account and the bank statement. The omitted standing order is then recorded in the cash at bank general ledger account.

    What are the balances shown in the cash at bank general ledger account and on the bank statement after updating has taken place?

    A Cash at bank general ledger $155.40 Cr, Bank statement: $155.40 Dr

    B Cash at bank general ledger $155.40 Dr, Bank statement: $155.40 Cr

    C Cash at bank general ledger $175.40 Cr, Bank statement: $175.40 Dr

    D Cash at bank general ledger $175.40 Dr, Bank statement: $175.40 Cr

For a suggested answer, see the 'Answers' section at the end of the book

3.2 PREPARING A BANK RECONCILIATION

The procedure to perform a bank reconciliation is explained and illustrated below. The procedure is then used in an illustrative example later in the chapter so you can see each stage of the procedure in action.

Step 1

The opening balance on the bank statement and the opening balance in the cash at bank general ledger account should be agreed or reconciled. (The two opening balances may be different, for the same reasons that the two closing balances may be different!)

This is done by looking for receipts or payments during the period that explain the difference. For example, if the opening balance on the bank statement is $3,000 credit and the opening balance in the cash at bank general ledger account is $4,500 debit, the difference may be explained by a receipt (bank giro credit or BGC) for $1,500 during the period. This may be a receipt that was recorded in the cash at bank general ledger account in the previous period, but which was not processed and cleared by the bank until the current period. In other words, the difference in the two opening balances should be explained by 'timing differences' between when a payment or receipt was recorded in the cash at bank general ledger account and when the payment or receipt was processed by the bank.

Transactions that explain the difference between the two opening balances should be ticked on the bank statement to signify that they have been explained and matched in both documents.

Step 2

Individual transactions in the cash at bank general ledger account should be matched with the same transactions on the bank statement. If there are matching transactions in the two documents, we can tick the items in both documents as being matched.

Step 3

The difference in the two closing balances must be explained by transactions on the bank statement and transactions in the cash at bank general ledger account that have not yet been ticked (i.e. explained and matched).

There may be some receipts or payments shown in the bank statement that are not yet recorded in the cash at bank general ledger account. These items could be standing order payments, direct debit payments, BACS transactions or bank charges.

For standing orders and direct debits, the schedule of payments or receipts should be checked, to make sure that they have all been made as expected.

Update the cash at bank general ledger account to record all of these transactions on the date the reconciliation takes place. When items on the bank statement are entered in the cash at bank general ledger account, they should be ticked on the bank statement to show that they have been matched and dealt with.

Step 4

After updating the cash at bank general ledger account, it will have an amended balance, but it may still differ from the balance on the bank statement. There may be some items recorded in the general ledger account that have not yet been ticked because they do not appear on the bank statement.

These items will be:

  • cash receipts received and entered in the general ledger account, but not yet appearing on the bank statement because the bank has not yet processed them. These transactions are commonly referred to as outstanding lodgements
  • payments by cheque entered in the general ledger account but not yet appearing on the bank statement because the bank has not yet processed them. These transactions are termed unpresented cheques.

Outstanding lodgements and unpresented cheques should explain the difference between the updated cash at bank general ledger account balance and the bank statement balance. These transactions should appear on the next bank statement, and will be used to reconcile the two opening balances when the next bank reconciliation is performed.

Step 5

Prepare the bank reconciliation statement. This is a simple statement that sets out the reasons for the differences between the two closing balances.

Bank reconciliation statement as at [date]

$$
Closing balance per the bank statement3,451.00
Unpresented cheques
Cheque 1357845.00
Cheque 13580291.00
Cheque 13583138.00(474.00)
Outstanding lodgements
Receipt VBF Limited2,977.00
Receipt S Dowding200.00
37.00237.00
Closing balance per the cash at bank general ledger account3,214.00

Study this sample reconciliation carefully to ensure that you understand why unpresented cheques have been subtracted and outstanding lodgements have been added.

Unpresented cheques are payments recorded in the general ledger account but not yet on the bank statement. This balance will therefore be lower than the bank statement balance, by the amount of these payments.

Outstanding lodgements are receipts recorded in the general ledger account but not yet on the bank statement. This balance will therefore be higher than the bank statement balance, by the amount of these receipts.

3.3 ILLUSTRATIVE EXAMPLE

The following example is quite long, but try to follow the procedure carefully to perform the bank reconciliation. It uses a typical computerised accounts format for the cash at bank general ledger account.

Shown below is the cash at bank general ledger account of Bradley Trading for the week ended 31 May 20X5, together with the bank statement at 31 May 20X5. You are also given a bank reconciliation statement for the week ended 24 May 20X5, and details of bank paying-in slips for the week.

Cash at bank general ledger account

DateDetailsReference/ Cheque numberReceipts DebitPayments CreditBalance $
20X5$$$
MayOpening balance6,194.33
27Cumnor Ltd76.936,271.26
27Holmes & Sons119.116,390.37
27Cash sales490.686,881.05
27Skipper Ltd1279144.806,836.25
27Wessex WaterSO294.006,542.25
27Hill & Co12792117.236,425.02
27GW Rail1279387.006,338.02
28Wood House29.486,367.50
28Cash sales251.096,618.59
28WR Smith1279432.896,585.70
28Binder & Sons12795918.205,667.50
29Cash sales365.706,033.20
29Wills InsuranceDD750.005,283.20
29GW Rail12796111.005,172.20
29Shatter & Co1279798.605,073.60
30Temple & Co48.605,122.20
30Grove Ltd194.205,316.40
30Cash sales208.455,524.85
30PW Resistor1279859.215,465.64
30Proffice12799115.345,350.30
31Cash sales441.925,792.22
31Scroll & Sons12800643.125,149.10
31GW Rail1280117.905,131.20
31Trapp Garage1280233.235,097.97

Statement of Account

NATIONAL WESTERN BANK

66 The Long Way, Bristol BS2 4NY

Account number 17742001

Sheet number 27

DateDetailsPaymentsReceiptsBalance
20X5$$$
27 MayBalance b/f6,347.33
27 MaySO: Wessex Water294.006,053.33
28 May12790153.005,900.33
29 MayWills Insurance750.005,150.33
30 May3729: CC686.725,792.25
30 May1279144.805,747.45
31 May3730: CC280.576,028.02
31 May1279387.005,941.02
31 MayBank charges14.005,927.02
SO standing order, DD direct debit, CC cash and/or cheques, O/D Overdrawn

Bank reconciliation statement for the week ended 24 May 20X5

$
Balance as per bank statement6,347.33
Unpresented cheques:
12790(153.00)
Balance as per cash at bank general ledger6,194.33

Paying-in slip details

27 May 20X5

Cheques:
Cumnor Ltd76.93
Holmes & Sons119.11
Cash sales196.04
Cash sales490.68
Total686.72

28 May 20X5

Cheques:
Wood House29.48
Cash sales251.09
Total280.57

29 May 20X5

Cash sales$ 365.70

30 May 20X5

Cheques:
Temple & Co48.60
Grove Ltd194.20
Cash sales242.80
Cash sales208.45
Total451.25

31 May 20X5

Cash sales$ 441.92

Required:

Task 1

Compare the entries in the two documents, ticking off each item in turn as it is correctly matched.

Task 2

Update the cash at bank general ledger account to include the transactions shown on the bank statement that are not yet in the general ledger account.

Task 3

Calculate the closing balance on the cash at bank general ledger account as at 31 May.

Task 4

Prepare a bank reconciliation statement as at 31 May.

3.4 SOLUTION

Tasks 1, 2 and 3

First of all, reconcile the opening balance on the bank statement with the opening balance in the general ledger account. We know from the previous week's bank statement that the difference was due to an unpresented cheque, number 12790. This is shown in the bank statement for the current week, so we can tick off this item on the bank statement.

Next we need to match and tick off the corresponding transactions during the week that appear in both the general ledger account and the bank statement. Here, the receipts need to be checked first of all by comparing the paying in slips with the bank statement, and then identifying the receipts in the general ledger account.

The only item on the bank statement that is not in the general ledger account is $14 for bank charges. This should be recorded in the general ledger account. The general ledger entries to record bank charges will be: Debit Bank charges, and Credit Cash at bank.

Having entered the bank charges, the cash at bank ledger account can be balanced off

Statement of Account

NATIONAL WESTERN BANK

66 The Long Way, Bristol BS2 4NY

Account number 17742001

Sheet number 27

DateDetailsPaymentsReceiptsBalance
20X5$$$
27 MayBalance b/fwd6,347.33
27 MaySO: Wessex Water294.006,063.33
28 May12790153.005,900.33
29 MayWills Insurance750.005,150.33
30 May3729: CC686.725,792.25
30 May1279144.805,747.45
31 May3730: CC280.576,028.02
31 May1279387.005,941.02
31 MayBank charges14.005,927.02
SO standing order, DD direct debit, CC cash and/or cheques, O/D Overdrawn

Paying-in slip details

27 May 20X5

Cheques:

Cumnor Ltd 76.93

Holmes & Sons 119.11

Cash sales 196.04

Cash sales 490.68

Total 686.72

28 May 20X5

Cheques:

Wood House 29.48

Cash sales 251.09

Total 280.57

29 May 20X5

Cash sales $ 365.70

30 May 20X5

Cheques:

Temple & Co 48.60

Grove Ltd 194.20

Cash sales 242.80

Cash sales 208.45

Total 451.25

31 May 20X5

Cash sales $ 441.92

Cash at bank general ledger account

DateDetailsReference/ Cheque numberReceipts DebitPayments CreditBalance $
20X5$$$
MayOpening balance6,194.33
27Cumnor Ltd76.936,271.26
27Holmes & Sons119.116,390.37
27Cash sales490.686,881.05
27Skipper Ltd1279144.806,836.25
27Wessex WaterSO294.006,542.25
27Hill & Co12792117.236,425.02
27GW Rail1279387.006,338.02
28Wood House29.486,367.50
28Cash sales251.096,618.59
28WR Smith1279432.896,585.70
28Binder & Sons12795918.205,667.50
29Cash sales365.706,033.20
29Wills InsuranceDD750.005,283.20
29GW Rail12796111.005,172.20
29Shatter & Co1279798.605,073.60
30Temple & Co48.605,122.20
30Grove Ltd194.205,316.40
30Cash sales208.455,524.85
30PW Resistor1279859.215,465.64
30Proffice12799115.345,350.30
31Cash sales441.925,792.22
31Scroll & Sons12800643.125,149.10
31GW Rail1280117.905,131.20
31Trapp Garage1280233.235,097.97
31Bank charges14.005,083.97
Column totals8,420.493,336.52

Task 4

Bank reconciliation statement for the week ended 31 May 20X5

$$
Balance as per bank statement5,927.02
Unpresented cheques:
12792117.23
1279432.89
12795918.20
12796111.00
1279798.60
1279859.21
12799115.34
12800643.12
1280117.90
1280233.23(2,146.72)
Outstanding lodgements:
29 May365.70
30 May451.25
31 May441.921,258.87
Balance as per cash at bank general ledger account5,083.97

RECONCILIATIONS CHAPTER 13